Compliance Officer (UAE National Only)

Job Purpose: Compliance Officer plays a crucial role in the Compliance Team, ensuring that all client onboarding & KYC review processes adhere to regulatory requirements. Work closely with various internal stakeholders to maintain a robust compliance framework and contribute to the overall integrity of our banking operations. Key Accountabilities: Onboarding & KYC Reviews • Conduct KYC investigations on clients and approving on-boarding of new client relationships. • Conduct ongoing monitoring of client transactions and report findings to the Director • Conduct ongoing compliance screening of all client transactions and report issues to the Director • Carry out timely and ongoing follow-up with relationship managers for outstanding client transaction queries. • Conduct thorough due diligence on new clients, ensuring compliance with regulatory requirements and internal policies. • Review and assess client profiles, identifying and escalating any high-risk factors. • Manages and teams with less experienced Compliance Officers • Ensure all Central Bank customer information requests are reviewed and responded to in a timely manner • Help to create and maintain Financial Crime compliance policies and procedures and ensure adherence to such procedures at all times • Provide compliance advice to the business in a timely and professional manner Qualification: Essential: • CPL Officers with CAMs and 2 years of experience in Banking/Financial Sector in a Wealth Management entity is preferred. • Proven experience of working within a UAE Central Bank/ DFSA/ FSRA regulated entity Show more Show less

Essential: CPL Officers with CAMs and 2 years of experience in Banking/Financial Sector in a Wealth Management entity is preferred. Proven experience of working within a UAE Central Bank/ DFSA/ FSRA regulated entity

Onboarding & KYC Reviews; Conduct KYC investigations on clients and approving on-boarding of new client relationships; Conduct ongoing monitoring of client transactions and report findings to the Director; Conduct ongoing compliance screening of all client transactions and report issues to the Director; Carry out timely and ongoing follow-up with relationship managers for outstanding client transaction queries; Conduct thorough due diligence on new clients, ensuring compliance with regulatory requirements and internal policies; Review and assess client profiles, identifying and escalating any high-risk factors; Manages and teams with less experienced Compliance Officers; Ensure all Central Bank customer information requests are reviewed and responded to in a timely manner; Help to create and maintain Financial Crime compliance policies and procedures and ensure adherence to such procedures at all times; Provide compliance advice to the business in a timely and professional manner