Compliance Coordinator & Financial Analyst

Compliance Coordinator & Financial Analyst – Dubai, UAE deVere Acuma is seeking a highly organised and analytical professional to join our Dubai office in a dual-function role covering Compliance Coordination and Financial Analysis. This position combines compliance oversight, financial analysis and quality assurance within an international wealth management environment. It is suited to someone with strong attention to detail, sound financial knowledge and the ability to review documentation and identify potential compliance or advisory issues. Compliance Coordinator: As Compliance Coordinator, you will support the effective operation of the compliance function across the region, ensuring appropriate records, reviews and reporting are maintained. You will: • Support ongoing compliance monitoring and internal review processes • Identify and document discrepancies, concerns or potential compliance issues • Escalate matters requiring further investigation or clarification • Maintain accurate compliance records and statistics • Provide regular updates and reporting to the Compliance Team • Manage the Compliance shared inbox • Support Advisers and relevant departments with complaint matters • Assist with the ongoing development and improvement of compliance processes Where required, the role may include client confirmation calls using established compliance frameworks. These calls are for verification and quality-assurance purposes only and do not involve providing financial advice. Financial Analyst: As Financial Analyst, you will independently review advisory reports prepared by Financial Consultants to assess whether the advice provided is consistent with the client’s documented financial circumstances, objectives and requirements. You will: • Review financial analysis, supporting information and recommendations • Assess whether advice is appropriately supported by the client’s documented circumstances and objectives • Identify inconsistencies, missing information or areas requiring clarification • Provide observations and feedback where amendments are required • Complete applicable reviews and sign off advisory reports where requirements have been satisfied • Support consistent quality and compliance standards across the advice process The Financial Analyst provides an independent review and quality-assurance function and does not replace the Financial Consultant’s responsibility for preparing and providing financial advice. Additional Responsibilities: • Maintain compliance and Consultant statistics and reporting • Prepare periodic compliance reports for regional management • Maintain records across Excel, Word, CORE, SharePoint and internal systems • Collaborate with regional teams to identify process improvements • Coordinate product training with institution representatives and prepare relevant questionnaires • Ensure effective filing and record management • Support additional compliance and analytical requirements as needed What We’re Looking For: • Strong analytical skills and exceptional attention to detail • Good understanding of financial products and wealth management • Ability to review financial information objectively and identify inconsistencies • Strong organisation, reporting and record keeping skills • Confident using Excel, Word and digital systems • Ability to handle confidential and sensitive information professionally • Strong written communication skills • Previous experience within financial services, compliance, financial analysis or wealth management would be highly advantageous This is an excellent opportunity to take on a varied and responsible role within our Dubai operation, working across compliance, financial analysis and quality assurance within an international wealth management business. Please attach your CV when applying. Show more Show less

Strong analytical skills and exceptional attention to detail. Good understanding of financial products and wealth management. Ability to review financial information objectively and identify inconsistencies. Strong organisation, reporting and record keeping skills. Confident using Excel, Word and digital systems. Ability to handle confidential and sensitive information professionally. Strong written communication skills. Previous experience within financial services, compliance, financial analysis or wealth management would be highly advantageous.

Compliance Coordinator: support ongoing compliance monitoring and internal review processes; identify and document discrepancies, concerns or potential compliance issues; escalate matters requiring further investigation or clarification; maintain accurate compliance records and statistics; provide regular updates and reporting to the Compliance Team; manage the Compliance shared inbox; support Advisers and relevant departments with complaint matters; assist with the ongoing development and improvement of compliance processes. Financial Analyst: independently review advisory reports prepared by Financial Consultants to assess whether the advice provided is consistent with the client’s documented financial circumstances, objectives and requirements; review financial analysis, supporting information and recommendations; assess whether advice is appropriately supported by the client’s documented circumstances and objectives; identify inconsistencies, missing information or areas requiring clarification; provide observations and feedback where amendments are required; complete applicable reviews and sign off advisory reports where requirements have been satisfied; support consistent quality and compliance standards across the advice process.