Assistant Manager, Regulatory Compliance - Compliance

Job Purpose: • The Regulatory Compliance Assistant Manager will work as a member of the Regulatory Compliance team to support monitoring adherence to the Central Bank regulations and best business practices. • The Regulatory Compliance Assistant Manager will support the execution of the Annual Compliance Plan, especially in regards to Monitoring of Regulations. • The Regulatory Compliance Assistant Manager will assist the Senior Manager and Head of the Unit in the formalization of procedures and processes and preparation of Compliance training & awareness to staff. Principal Accountabilities: • Supporting the rolling out of the Bank-wide Compliance Regulatory Monitoring Program along with conduct reviews and formalization of reports for Senior Management. • Executing spot checks on Regulations / Processes to ensure compliance with regulatory requirements. • Supporting the formalization of Gap Assessments, Memos and Reports for Regulatory Compliance reviews, testing and monitoring exercises performed. • Tracking non-compliance issues and ensuring timely closure by relevant stakeholders within agreed target dates. • Maintenance & update of regulations / obligations inventory. • Liaise with internal stakeholders on data requests and/or regular submissions to the Regulator. • Assisting other members of the Regulatory Compliance & Assurance team in a pro-active manner. • Displaying UAB Values of Integrity, Customer Focus, Competence, Consistency and Courteousness. Job Requirement: • Bachelor degree, preferably Certification in Audit, Compliance i.e. CIA, ACAMS, ICA • 3 years’ experience in Regulatory Compliance and/or Assurance role within Compliance • Good understanding of Consumer Protection and Market Conduct requirements and related reporting to the CBUAE. • Experience of handling CBUAE data requests and working with Data Analytics and IT teams in sourcing the information / designing and generating reports. • Effective communication skills in English. Arabic is a plus. Show more Show less

Bachelor degree, preferably Certification in Audit, Compliance i.e. CIA, ACAMS, ICA; 3 years’ experience in Regulatory Compliance and/or Assurance role within Compliance; Good understanding of Consumer Protection and Market Conduct requirements and related reporting to the CBUAE; Experience of handling CBUAE data requests and working with Data Analytics and IT teams in sourcing the information / designing and generating reports; Effective communication skills in English. Arabic is a plus.