KYC Analyst in Abu Dhabi (6 months contract)
Marc Ellis
3 weeks ago
Offer information
- Posted on
- November 07, 2024
- Category
-
Finance
- Location
-
Abu Dhabi
- Salary
- AED 10,000 - AED 15,000
Job description
Job Title: KYC Analyst
Duration: 6-month contract
Location: Abu Dhabi, UAE
Key Responsibilities:
- Ensure proper controls and procedures are in place to mitigate business and operational risks in brokerage operations
- Lead the Connected Party Data remediation project, ensuring accurate and timely completion of operational functions
- Develop and maintain relationships with internal departments and stakeholders
- Prepare and review account and market opening documentation (LOAs, POAs, KYC documents) to ensure clients are ready for investment
- Review and deliver securities reports to markets and management as per internal processes and policies
- Identify trends in issues and workflows, investigating further when necessary and implementing changes to minimize risks
- Update clients’ personal and trading information in the brokerage system and reconcile with market system records
- Control clients’ portfolios under securities custody, ensuring up-to-date records
- Manage clients’ risk rating and FATCA documents, ensuring all information is current in the brokerage system
Requirements:
- Bachelor's degree in Business Administration or related field with a thorough understanding of share market procedures, operations processes, and relevant computer systems
- Minimum of 3+ years of experience in the financial services industry (brokerage, equity, investment, and financial markets)
- In-depth knowledge of SCA and market rules and regulations
- Extensive experience in an analytical role