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KYC Analyst in Abu Dhabi (6 months contract)

Marc Ellis

3 weeks ago

Offer information

Posted on
November 07, 2024
Category
Finance
Location
Abu Dhabi
Salary
AED 10,000 - AED 15,000

Job description

Job Title: KYC Analyst
Duration: 6-month contract
Location: Abu Dhabi, UAE

Key Responsibilities:

  • Ensure proper controls and procedures are in place to mitigate business and operational risks in brokerage operations
  • Lead the Connected Party Data remediation project, ensuring accurate and timely completion of operational functions
  • Develop and maintain relationships with internal departments and stakeholders
  • Prepare and review account and market opening documentation (LOAs, POAs, KYC documents) to ensure clients are ready for investment
  • Review and deliver securities reports to markets and management as per internal processes and policies
  • Identify trends in issues and workflows, investigating further when necessary and implementing changes to minimize risks
  • Update clients’ personal and trading information in the brokerage system and reconcile with market system records
  • Control clients’ portfolios under securities custody, ensuring up-to-date records
  • Manage clients’ risk rating and FATCA documents, ensuring all information is current in the brokerage system

Requirements:

  • Bachelor's degree in Business Administration or related field with a thorough understanding of share market procedures, operations processes, and relevant computer systems
  • Minimum of 3+ years of experience in the financial services industry (brokerage, equity, investment, and financial markets)
  • In-depth knowledge of SCA and market rules and regulations
  • Extensive experience in an analytical role

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